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Series 66 Video Course
Module 1 Economic Factors & Business Information
Introduction (17:44)
Updated Series 66 Addendum
Series 66 Class Notes
Business information/Economics (31:05)
Module 2 Investment Vehicles
Lesson 1 Debt Securities (23:30)
Equity Securities (19:03)
Investment Companies (Pooled Products) (21:13)
Lesson 4- Alternatives (8:06)
Lesson 5 - Insurance-Based Products (16:08)
Module 3 Client Recommendations & Investment Strategies
Lesson 1 - Customers - Forms of Businesses and Trusts (15:15)
Lesson 2 - Client Suitability (18:26)
Lesson 3 - Market Theory, Investment Strategies & Styles (27:34)
Lesson 4 - Investment Techniques (10:43)
Lesson 5 - Tax Issues & Retirement Plans (18:35)
Lesson 6 - Special Types of Accounts & Trading Securities (24:21)
Lesson 7 - Performance & Benchmarks (12:05)
Module 4 - Laws, Regs and Guidelines
Lesson 1 - Legal Persons, B/D's & Agents (18:43)
Lesson 2 - Investment Advisers (23:50)
Lesson 3 - Investment Adviser Reps (5:42)
Definition of Persons Worksheet
Lesson 4 - State Registration Procedures (18:53)
Lesson 5 - Investment Advisers Act of '40 (12:12)
Lesson 6 - Securities, Registration & Exemptions (18:52)
Lesson 7 - Administrator's Provisions (16:07)
Lesson 8 - Compensation & Ethical Guidelines (24:03)
Practice Exams
Practice Exam
Additional Practice Questions
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Updated Series 66 Addendum
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