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Securities Industry Essentials (SIE)
Introduction
Downloable Class Notes
SIE Introduction (19:40)
UNIT 1 Knowledge of Capital Markets
Lesson 1- SRO's , Customers and Others (16:12)
Lesson 2 (21:13)
Lesson 3 (15:05)
Lesson 4 (7:10)
UNIT 2 Understanding Products and Their Risks
Lesson 1- Equity Securities (13:39)
Lesson 2 - Corporate Debt Securities (23:23)
Lesson 3 - Gov't, Municipal and Money Market Securities (17:42)
Lesson 4 - Options (29:15)
Lesson 5 - Investment Companies (11:45)
Lesson 6 - Other Securities Products (12:21)
Unit 3 Trading, Customer Accounts and Prohibited Activities
Lesson 1 (22:18)
Lesson 2 (19:28)
Lesson 3 (7:08)
Unit 4 Regulatory Framework
Lesson 1 (11:21)
Practice Final Exam
Additional Questions
SIE Final Exam
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Lesson 5 - Investment Companies
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